-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T7Vu+xwSqqPTdjo605ShvVCDKvCPzF+unDlL7xE0qrj2/xIlsi8Ip5WEWyXT8nR8 ov55N+CIdBPt76aMuZQzmA== /in/edgar/work/20000630/0000922423-00-000912/0000922423-00-000912.txt : 20000920 0000922423-00-000912.hdr.sgml : 20000920 ACCESSION NUMBER: 0000922423-00-000912 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000630 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ANCHOR GLASS CONTAINER CORP /NEW CENTRAL INDEX KEY: 0001052163 STANDARD INDUSTRIAL CLASSIFICATION: [3221 ] IRS NUMBER: 593417812 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-54231 FILM NUMBER: 666169 BUSINESS ADDRESS: STREET 1: 4343 ANCHOR PLAZA PKWY CITY: TAMPA STATE: FL ZIP: 33634-7513 BUSINESS PHONE: 8138840000 MAIL ADDRESS: STREET 1: 4343 ANCHOR PLAZA PKWY CITY: TAMPA STATE: FL ZIP: 33634-7513 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACKEY CHRISTOPHER M CENTRAL INDEX KEY: 0001064413 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O COMAC PARTNERS LP STREET 2: 1 GREENWICH OFFICE PARK 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2035526900 MAIL ADDRESS: STREET 1: C/O COMAC PARTNERS LP STREET 2: 1 GREENWICH OFFICE PARK 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831 SC 13D/A 1 0001.txt SCHEDULE 13D AMENDMENT NO. 4 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 to SCHEDULE 13D Under the Securities Exchange Act of 1934 Anchor Glass Container Corporation ---------------------------------- (Name of Issuer) Common Stock, $.10 par value ---------------------------- (Title of Class of Securities) 033038209 --------- (CUSIP Number) CoMac Partners, L.P. 1 Greenwich Office Park, 3rd Floor Greenwich, CT 06831 (203) 552-6900 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) See Items 4 and 5 ------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box: |_| Page 1 of 11 pages SCHEDULE 13D CUSIP No. 033038209 Page 2 of 11 Pages - ------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Partners, L.P. - ------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - ------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 70,132(1) SHARES --------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY Not Applicable EACH --------------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 70,132(1) WITH --------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 70,132 (See Item 5)(1) - ------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - ------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.2%(2) - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------- - --------------------- (1) 969,687 shares including 795,817 shares of Common Stock (the "Common Stock") issuable upon conversion of 22,354 shares of the Issuer's Series A 10% Cumulative Convertible Preferred Stock ("Preferred Stock") and 103,738 shares of Common Stock issuable upon the exercise of warrants ("Warrants") owned by CoMac Partners, L.P. (2) 31.7% including shares of Common Stock issuable upon the conversion of Preferred Stock and the exercise of Warrants. SCHEDULE 13D CUSIP No. 033038209 Page 3 of 11 Pages - ------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac International N.V. - ------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION Netherlands Antilles - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 60,853(3) SHARES --------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY Not Applicable EACH --------------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 60,853(3) WITH --------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 60,853 (See Item 5)(3) - ------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - ------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.8%(4) - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------- - --------------------- (3) 919,899 shares including 754,133 shares of Common Stock issuable upon conversion of 12,632 shares of Preferred Stock and 104,913 shares of Common Stock issuable upon the exercise of Warrants owned by CoMac International N.V. (4) 30.5% including shares of Common Stock issuable upon the conversion of Preferred Stock and the exercise of Warrants. SCHEDULE 13D CUSIP No. 033038209 Page 4 of 11 Pages - ------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Opportunities Fund, L.P. - ------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - ------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 1,564(5) SHARES --------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY Not Applicable EACH --------------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 1,564(5) WITH --------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,564 (See Item 5)(5) - ------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - ------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Less than 0.1%(6) - ------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------- - ---------------------- (5) 18,319 shares including 15,179 shares of Common Stock issuable upon conversion of 3,643 shares of Preferred Stock and 1,576 shares of Common Stock issuable upon the exercise of Warrants owned by CoMac Opportunities Fund, L.P. (6) 0.1% including shares of Common Stock issuable upon the conversion of Preferred Stock and the exercise of Warrants. SCHEDULE 13D CUSIP No. 033038209 Page 5 of 11 Pages - ------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CoMac Endowment Fund, L.P. - ------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) SOURCE OF FUNDS WC - ------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - ------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ------------------------------------------------------------------------------ 7) SOLE VOTING POWER NUMBER OF 26,954(7) SHARES --------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY Not Applicable EACH --------------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 26,954(7) WITH --------------------------------------------------------- 10) SHARED DISPOSITIVE POWER Not Applicable - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,954 (See Item 5)(7) - ------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - ------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Less than 0.1%(8) - ------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------- - ----------------------- (7) 345,488 shares including 283,375 shares of Common Stock issuable upon conversion of 68,010 shares of Preferred Stock and 35,159 shares of Common Stock issuable upon the exercise of Warrants owned by CoMac Endowment Fund, L.P. (8) 13.9% including shares of Common Stock issuable upon the conversion of Preferred Stock and the exercise of Warrants. SCHEDULE 13D CUSIP No. 033038209 Page 6 of 11 Pages - ------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Christopher M. Mackey - ------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) See Item 5 - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) SOURCE OF FUNDS PF, AF - ------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - ------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF 52(9) SHARES --------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY Not Applicable EACH --------------------------------------------------------- REPORTING 9) SOLE DISPOSITIVE POWER PERSON 52(9) WITH --------------------------------------------------------- 10) SHARED DISPOSITIVE POWER 159,503(10) - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 159,555 (See Item 5)(11) - ------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - ------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.4%12 - ------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- - ------------------------- (9) 919 shares including 754 shares of Common Stock issuable upon conversion of 181 shares of Preferred Stock and 113 shares of Common Stock issuable upon the exercise of Warrants owned by Mr. Mackey. (10) 2,253,393 shares including 1,848,504 shares of Common Stock issuable upon conversion of 443,641 shares of Preferred Stock and 245,386 shares of Common Stock issuable upon the exercise of Warrants that may be deemed to be beneficially owned by Mr. Mackey (See Item 5). (11) 2,254,312 shares including 1,849,258 shares of Common Stock issuable upon conversion of 443,822 shares of Preferred Stock and 245,499 shares of Common Stock issuable upon the exercise of Warrants that are owned or may be deemed to be beneficially owned by Mr. Mackey (see Item 5). (12) 53.0% including shares of Common Stock issuable upon conversion of Preferred Stock and exercise of Warrants. Amendment No. 4 to Schedule 13D This amends the Schedule 13D dated June 22, 1998, as amended and restated by Amendment No. 3 dated March 19, 1999, (the "Schedule 13D") filed by CoMac Partners, L.P., CoMac International N.V., CoMac Endowment Fund, L.P., CoMac Opportunities Fund, L.P. and Christopher M. Mackey (the "Reporting Persons") with respect to the Common Stock, $.10 par value (the "Common Stock") of Anchor Glass Container Corporation, a Delaware corporation (the "Company"). Notwithstanding this Amendment No. 4, the Schedule 13D speaks as of its date. Capitalized terms used herein without definition have the meanings assigned to them in the Schedule 13D. Item 1 of Schedule 13D, "Security and Issuer," is amended and restated in its entirety as follows: This Statement on Schedule 13D (the Statement") relates to the Common Stock of the Company. Prior to February 5, 2000, the common stock of the Company consisted of three classes: Classes A, B and C. On February 5, 2000, (i) shares of Classes B and C Common Stock automatically converted into shares of Class A Common Stock, (ii) securities convertible into or exercisable for shares of Classes B and C Common Stock automatically converted into securities convertible into or exercisable for shares of Class A Common Stock and (iii) the outstanding common equity of Anchor Glass Container Corporation became a single class of common stock. The holdings of the Reporting Persons have been restated to reflect the conversions in February 2000. The principal executive offices of the Company are located at 4343 Anchor Plaza Parkway, Tampa, Florida 33634-7513. Item 4 of Schedule 13D, "Purpose of Transaction," is amended to add the following at the end thereof: Pursuant to the Plan, on or about April 20, 1999 and October 20, 1999, the Reporting Persons received additional shares of Class A Common Stock, Class C Common Stock and Preferred Stock. Item 5(a) of Schedule 13D, "Interest in Securities of the Issuer," is amended and restated in its entirety as follows: (a) The Reporting Persons own an aggregate of 159,555 shares of Common Stock, representing approximately 7.4% of the shares of the outstanding Common Stock.13 The Reporting Persons also own (i) an aggregate of 443,822 shares of Preferred Stock, and (ii) Warrants to acquire an aggregate of 245,499 shares of Common Stock. Each share of Preferred Stock is presently convertible into 4.167 shares of Common Stock. Including the Common Stock issuable on conversion of the Preferred Stock and upon exercise of the Warrants held by the Reporting Persons (but not the Preferred Stock and Warrants held by - --------------------- (13) Based upon 2,158,094 shares of Common Stock outstanding reported in the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2000. Page 7 of 11 pages any other person), the Reporting Persons may be deemed to beneficially own 53.0% of the Common Stock. The following table sets forth the number of shares of Common Stock directly owned by each of the Reporting Persons and the percentage of Common Stock outstanding such ownership represents. This table does not include (i) shares issuable upon the conversion of the Preferred Stock or (ii) shares issuable upon the exercise of Warrants. Percentage of Reporting Shares of Outstanding Person Common Stock Common Stock - ------ ------------ ------------ CoMac Partners 70,132 3.2 CoMac International 60,853 2.8 CoMac Opportunities 1,564 Less than .1 CoMac Endowment 26,954 Less than .1 Christopher M. Mackey 52 Less than .1 The following table sets forth the number of shares of Preferred Stock directly owned by each of the Reporting Persons, the number of shares of Common Stock issuable upon exercise of Warrants directly held by each of the Reporting Persons, the number of shares of Common Stock beneficially owned directly by each of the Reporting Persons (including shares issuable upon conversion of the Preferred Stock and upon exercise of the Warrants) and the percentage of Common Stock outstanding such ownership represents (including shares issuable upon the conversion of the Preferred Stock and upon exercise of the Warrants held by the Reporting Persons but not the Preferred Stock and Warrants held by any other person).
Shares of Common Percentage of Reporting Shares of Stock Beneficially Outstanding Person Preferred Stock Warrants Owned Common Stock - ------- --------------- -------- ------------------ ------------- CoMac Partners 190,996 103,738 969,687 31.7 CoMac International 180,992 104,913 919,899 30.5 CoMac Opportunities 3,643 1,576 18,319 0.1 CoMac Endowment 68,010 35,159 345,488 13.9 Christopher M. Mackey 181 113 919 Less than 0.1
Page 8 of 11 pages Item 5(c) of Schedule 13D, "Interest in Securities of the Issuer," is amended to add the following new paragraph at the end thereof: (c) The Reporting Persons have not effected any transactions in the Common Stock during the past 60 days. On or about April 20, 1999 and October 20, 1999, the Reporting Persons received distributions of Common Stock and Preferred Stock pursuant to the Plan. See Item 4. The following table sets forth the number of shares of Common Stock and Preferred Stock distributed to the Reporting Persons on or about April 20, 1999 and October 20, 1999. Reporting Shares of Shares of Person Common Stock Preferred Stock - ------ ------------ --------------- CoMac Partners 20,398 22,354 CoMac International 11,543 12,632 CoMac Opportunities 786 861 CoMac Endowment 9,097 9,952 Christopher M. Mackey 1 2 Page 9 of 11 pages SIGNATURES After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this Statement is true, complete and correct. Dated: June 30, 2000 COMAC PARTNERS, L.P. By: CoMac Associates, L.P., general partner of CoMac Partners, L.P. By: CoMac Advisers, Inc., general partner of CoMac Associates, L.P. /s/ Christopher M. Mackey ------------------------------------- Name: Christopher M. Mackey Title: Co-Chairman COMAC INTERNATIONAL N.V. By: /s/ Christopher M. Mackey ---------------------------------- Name: Christopher M. Mackey Title: Director COMAC ENDOWMENT FUND, L.P. By: CoMac Advisers, Inc., its general partner By: /s/ Christopher M. Mackey --------------------------------- Name: Christopher M. Mackey Title: Co-Chairman Page 10 of 11 pages COMAC OPPORTUNITIES FUND, L.P. By: CoMac Associates, L.P., general partner of CoMac Opportunities Fund, L.P. By: CoMac Advisers, Inc., general partner of CoMac Associates, L.P. By: /s/ Christopher M. Mackey ------------------------------------ Name: Christopher M. Mackey Title: Co-Chairman /s/ Christopher M. Mackey --------------------------------------- Name: Christopher M. Mackey Page 11 of 11 pages -----END PRIVACY-ENHANCED MESSAGE-----